Investor Alerts - Aussiebondfx
| Company: | Aussiebondfx |
|---|---|
| Regulator: | Financial Conduct Authority |
| Jurisdiction: | United Kingdom |
| Date: | 23 Jul 2024 |
| Link: | https://www.fca.org.uk/news/warnings/aussiebondfx |
| Subject: | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding Emerging Digital Threats including ICOs and crypto-assets |
| Comments: | No additional comments posted. |
