International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 3741 to 3760 of 30140 results

Commercial Name Corporate Name URL Regulator Date
Willow Stream Capital United States of America - Securities and Exchange Commission 2024-07-01
Willkinson Capital Group United States of America - Securities and Exchange Commission 2024-07-01
Williamson Advisors Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Williams Royale Associates United States of America - Securities and Exchange Commission 2024-07-01
Williams Mckenna Associates United States of America - Securities and Exchange Commission 2024-07-01
Williams & Miller PLLC United States of America - Securities and Exchange Commission 2024-07-01
William Campbell Company United States of America - Securities and Exchange Commission 2024-07-01
William Burke Ventures United States of America - Securities and Exchange Commission 2024-07-01
Wiess & Associates Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Whittman Simmons Inc. United States of America - Securities and Exchange Commission 2024-07-01
Whitney Cooper and Associates United States of America - Securities and Exchange Commission 2024-07-01
Whitman Law Group United States of America - Securities and Exchange Commission 2024-07-01
Wheeler Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Whalberg and Kaplan Agency Inc. United States of America - Securities and Exchange Commission 2024-07-01
Westwood Consultancy United States of America - Securities and Exchange Commission 2024-07-01
Westhill Partners, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Westgate Consulting Group United States of America - Securities and Exchange Commission 2024-07-01
Western Trust Company Washington United States of America - Securities and Exchange Commission 2024-07-01
Western Transfers Company United States of America - Securities and Exchange Commission 2024-07-01
Western Pacific Advisors Inc., a.k.a. Westpac Inc. United States of America - Securities and Exchange Commission 2024-07-01