International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 3821 to 3840 of 30139 results

Commercial Name Corporate Name URL Regulator Date
US Financial Authority United States of America - Securities and Exchange Commission 2024-07-01
US Federal Oversight Investment Bureau United States of America - Securities and Exchange Commission 2024-07-01
US Compensation Bureau United States of America - Securities and Exchange Commission 2024-07-01
US Commission on Regulatory Enforcement United States of America - Securities and Exchange Commission 2024-07-01
Upper East Side Trust Management United States of America - Securities and Exchange Commission 2024-07-01
Universal Partners Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Universal Forex Trade United States of America - Securities and Exchange Commission 2024-07-01
Universal Equities Consolidated LLC United States of America - Securities and Exchange Commission 2024-07-01
Universal Consolidated United States of America - Securities and Exchange Commission 2024-07-01
Uniteds Investment Global Corp. United States of America - Securities and Exchange Commission 2024-07-01
UnitedOne Partners, Inc. United States of America - Securities and Exchange Commission 2024-07-01
United Tax Strategies United States of America - Securities and Exchange Commission 2024-07-01
United Tax Consulting Limited United States of America - Securities and Exchange Commission 2024-07-01
United States Trading Committee United States of America - Securities and Exchange Commission 2024-07-01
United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC) United States of America - Securities and Exchange Commission 2024-07-01
United States Securities Regulatory Commission (sic) United States of America - Securities and Exchange Commission 2024-07-01
United States Securities Liquidations Department United States of America - Securities and Exchange Commission 2024-07-01
United States Securities and Investments Dealers United States of America - Securities and Exchange Commission 2024-07-01
United States Securities and Investments Commission United States of America - Securities and Exchange Commission 2024-07-01
United States Securities and Acquisitions Administration United States of America - Securities and Exchange Commission 2024-07-01