International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 3861 to 3880 of 30139 results

Commercial Name Corporate Name URL Regulator Date
Ultrafx Smart Trades United States of America - Securities and Exchange Commission 2024-07-01
UltraCryptoMine United States of America - Securities and Exchange Commission 2024-07-01
Ultimatecryptofx United States of America - Securities and Exchange Commission 2024-07-01
Uinvest, Inc. United States of America - Securities and Exchange Commission 2024-07-01
U.S. Regulatory Trade & Commission United States of America - Securities and Exchange Commission 2024-07-01
U.S. Regulatory Securities Agency United States of America - Securities and Exchange Commission 2024-07-01
U.S. Registration of Securities Bureau United States of America - Securities and Exchange Commission 2024-07-01
U.S. Offshore Trading Administration United States of America - Securities and Exchange Commission 2024-07-01
U.S. Offshore Registry Commission United States of America - Securities and Exchange Commission 2024-07-01
U.S. Municipal Securities & Information Board United States of America - Securities and Exchange Commission 2024-07-01
U.S. Mergers and Acquisition Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
U.S. International Bureau for Trading United States of America - Securities and Exchange Commission 2024-07-01
U.S. Financial Management Service United States of America - Securities and Exchange Commission 2024-07-01
U.S. District Court of Arbitration United States of America - Securities and Exchange Commission 2024-07-01
U.S. Department of Registrars Bureau United States of America - Securities and Exchange Commission 2024-07-01
U.S. Compensation Department United States of America - Securities and Exchange Commission 2024-07-01
U.S. Bureau of Compensation and Liquidation United States of America - Securities and Exchange Commission 2024-07-01
U.S. Board of Merger & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
TwitXOptions United States of America - Securities and Exchange Commission 2024-07-01
Turner, Silverman and Cohen LLC United States of America - Securities and Exchange Commission 2024-07-01