Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 1 to 20 of 7655 results

Company Regulator Jurisdiction Date
Ocean Credit UK (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 22 Nov 2024
Admiral EU Brokers/Admiraleubrokerz.com (clone of FCA authorised firm) Financial Conduct Authority United Kingdom 22 Nov 2024
Simple Mark Coin Financial Markets Authority New Zealand 22 Nov 2024
Alphacoinpro Ontario Securities Commission Ontario 21 Nov 2024
MagnaFX Ontario Securities Commission Ontario 21 Nov 2024
ANG aka Ang US Ontario Securities Commission Ontario 21 Nov 2024
Greeniumholdings aka Greenium Holdings Ontario Securities Commission Ontario 21 Nov 2024
Canada Crypto Ontario Securities Commission Ontario 21 Nov 2024
24leveragepro Ontario Securities Commission Ontario 21 Nov 2024
Crypto Nest Ontario Securities Commission Ontario 21 Nov 2024
Theokxmining Field Ontario Securities Commission Ontario 21 Nov 2024
Capixtrade Ontario Securities Commission Ontario 21 Nov 2024
Anchorpips aka Anchorpip Ontario Securities Commission Ontario 21 Nov 2024
DFIcoins aka DEFICoins Ontario Securities Commission Ontario 21 Nov 2024
Bitsquared Ontario Securities Commission Ontario 21 Nov 2024
XProMarket Ontario Securities Commission Ontario 21 Nov 2024
TraderVesta Ontario Securities Commission Ontario 21 Nov 2024
Shares Holding Ontario Securities Commission Ontario 21 Nov 2024
Lincolnbit Ontario Securities Commission Ontario 21 Nov 2024
CRZCOIN aka CRZGCOIN Ontario Securities Commission Ontario 21 Nov 2024