Public Comment Letters - IOSCO Consultation Reports (Comments Received)

  • FR03/2024 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of IOSCO
    03 Jun 2024 - View Report | View comments received | Related Public Reports (1)
  • CR04/2023 Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
    07 Sep 2023 - View Report | View comments received | Related Public Reports (4)
  • CR03/2023 Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    05 Jul 2023 - View Report | View comments received | Related Public Reports (3)
  • CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
    23 May 2023 - View Report | View comments received | Related Public Reports (4)
  • CR07/2022 Compliance Carbon Markets, Report of the Board of IOSCO
    09 Nov 2022 - View Report | View comments received | Related Public Reports (2)
  • CR06/2022 Voluntary Carbon Markets, Report of the Board of IOSCO
    09 Nov 2022 - View Report | View comments received | Related Public Reports (2)
  • CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
    04 Aug 2022 - View Report | View comments received
  • FR04/2022 Market Data in the Secondary Equity Market: Current Issues and Considerations, Report of the Board of IOSCO
    28 Apr 2022 - View Report | View comments received | Related Public Reports (1)
  • CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
    29 Nov 2021 - View Report | View comments received
  • FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
    23 Nov 2021 - View Report | View comments received | Related Public Reports (7)
  • FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
    02 Nov 2021 - View Report | View comments received | Related Public Reports (5)
  • FR07/2021 Principles on Outsourcing, Report of the Board of IOSCO
    27 Oct 2021 - View Report | View comments received | Related Public Reports (3)
  • CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    26 Oct 2021 - View Report | View comments received | Related Public Reports (1)
  • CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
    06 Oct 2021 - View Report | View comments received
  • FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    09 Oct 2019 - View Report | View comments received | Related Public Reports (4)
  • CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    05 Jun 2019 - View Report | View comments received | Related Public Reports (2)
  • CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
    28 May 2019 - View Report | View comments received | Related Public Reports (2)
  • FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
    07 Feb 2019 - View Report | View comments received | Related Public Reports (2)
  • FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
    17 Jan 2019 - View Report | View comments received | Related Public Reports (2)
  • CR08/2018 IOSCO Report: Leverage, Report of the Board of IOSCO
    14 Nov 2018 - View Report | View comments received | Related Public Reports (1)
  • FR13/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
    01 Aug 2018 - View Report | View comments received | Related Public Reports (1)
  • FR05/2018 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of IOSCO
    05 Apr 2018 - View Report | View comments received | Related Public Reports (1)
  • Strengthening the Governance and Oversight of the International Audit-related Standard-setting Boards in the Public Interest, The Monitoring Group
    09 Nov 2017 - View Report | View comments received
  • CR05/2017 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
    06 Jul 2017 - View Report | View comments received | Related Public Reports (4)
  • CR04/2017 Consultation on CIS Liquidity Risk Management Recommendations, Report of the Board of IOSCO
    06 Jul 2017 - View Report | View comments received | Related Public Reports (5)
  • CR02/2017 Framework for supervisory stress testing of central counterparties (CCPs) and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    28 Jun 2017 - View Report | View comments received
  • CR01/2017 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – third batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    27 Jun 2017 - View Report | View comments received | Related Public Reports (7)
  • CR05/2016 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – second batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    19 Oct 2016 - View Report | View comments received | Related Public Reports (6)
  • CR04/2016 Good Practices for the Termination of Investment Funds, Report of the Board of IOSCO
    18 Aug 2016 - View Report | View comments received
  • CR03/2016 Harmonisation of the Unique Product Identifier (UPI) Second consultative report issued by CPMI-IOSCO, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    18 Aug 2016 - View Report | View comments received | Related Public Reports (2)
  • CR02/2016 Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    16 Aug 2016 - View Report | View comments received
  • CR01/2016 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
    05 Aug 2016 - View Report | View comments received | Related Public Reports (1)
  • FR33/2015 Sound Practices at Large Intermediaries Relating to the Assessment of Creditworthiness and the Use of External Credit Ratings, Report of the Board of IOSCO
    22 Dec 2015 - View Report | View comments received
  • FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
    22 Dec 2015 - View Report | View comments received | Related Public Reports (3)
  • FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
    22 Dec 2015 - View Report | View comments received | Related Public Reports (3)
  • CR10/2015 Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    17 Dec 2015 - View Report | View comments received | Related Public Reports (1)
  • CR09/2015 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    24 Nov 2015 - View Report | View comments received
  • CR08/2015 Harmonisation of key OTC derivatives data elements (other than UTI and UPI) – first batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    02 Sep 2015 - View Report | View comments received
  • CR07/2015 Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    19 Aug 2015 - View Report | View comments received | Related Public Reports (2)
  • CR06/2015 Report on Elements of International Regulatory Standards on Fees and Expenses of Investment Funds, Report of the Board of IOSCO
    25 Jun 2015 - View Report | View comments received | Related Public Reports (3)
  • Public responses to March 2015 consultative document Assessment Methodologies for Identifying NBNI G-SIFIs
    12 June 2015

    The FSB and IOSCO published on 4 March 2015 the second consultative document on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs).

    The FSB and IOSCO invited comments on the consultative proposals by 29 May 2015. These comments (unless marked as confidential by respondents) are available here.

    The FSB and IOSCO wish to thank those who have taken the time and effort to express their views. Both bodies are reviewing the responses and expect to discuss the findings at their next Plenary and Board meetings.

    Meanwhile, the FSB, in coordination with IOSCO, has started work on identifying financial stability risks associated with market liquidity in fixed income markets and asset management activities in the current conjuncture, as well as longer-term structural financial stability issues that may arise. This work will evaluate the role that existing or additional activity-based policy measures could play in mitigating potential risks, and make policy recommendations as necessary. The FSB will discuss the initial findings at its next Plenary meeting in September.

  • FR08/2015 Good Practices on Reducing Reliance on CRAs in Asset Management, Report of the Board of IOSCO
    08 Jun 2015 - View Report | View comments received | Related Public Reports (1)
  • CR02/2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
    04 Mar 2015 - View Report | View statement | View comments received | Related Public Reports (1)
  • FR01/2015 Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives, Report of the IOSCO WGRMS (Working Group on Risk Mitigation Standards)
    28 Jan 2015 - View Report | View feedback statement | View comments received | Related Public Reports (1)
  • CR10/2014 Criteria for identifying simple, transparent and comparable securitisations, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
    11 Dec 2014 - View Report | View comments received | Related Public Reports (2)
  • CR09/2014 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
    25 Nov 2014 - View Report | View comments received | Related Public Reports (1)
  • CR08/2014 Post-Trade Transparency in the Credit Default Swaps Market, Report of the Board of IOSCO
    17 Nov 2014 - View Report | View comments received
  • FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
    04 Nov 2014 - View Report | View comments received | Related Public Reports (7)
  • CR05/14 Proposed Statement on Non-GAAP Financial Measures, Report of the Board of IOSCO
    08 Sep 2014 - View Report | View comments received | Related Public Reports (1)
  • CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
    10 Feb 2014 - View Report | View comments received | Related Public Reports (7)
  • FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
    29 Jan 2014 - View Report | Download files in zip format | View comments received | Related Public Reports (4)
  • Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
    08 Jan 2014 - View Report | View comments received | Related Public Reports (1)
  • FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
    20 Dec 2013 - View Report | View comments received | Related Public Reports (2)
  • Assessment Methodology for the Oversight Expectations Applicable To Critical Service Providers, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
    18 Dec 2013 - View Report | View comments received | Related Public Reports (2)
  • FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
    13 Dec 2013 - View Report | View comments received | Related Public Reports (4)
  • Public Quantitative Disclosure Standards for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
    15 Oct 2013 - View Report | View comments received | Related Public Reports (3)
  • Recovery of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
    12 Aug 2013 - View Report | View comments received | Related Public Reports (3)
  • FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
    30 Jul 2013 - View Report | View comments received | Related Public Reports (4)
  • FR05/13 Principles for the Valuation of Collective Investment Schemes, Report of the Board of IOSCO
    03 May 2013 - View Report | View comments received | Related Public Reports (1)
  • FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
    22 Apr 2013 - View Report | View comments received | Related Public Reports (4)
  • CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
    16 Apr 2013 - View Report | View comments received | Related Public Reports (6)
  • Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
    11 Apr 2013 - View Report | View comments received | Related Public Reports (1)
  • FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    04 Mar 2013 - View Report | View comments received | Related Public Reports (5)
  • Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
    16 Feb 2013 - View Report | View comments received | Related Public Reports (2)
  • CR01/13 Financial Benchmarks, Report of the Board of IOSCO
    10 Jan 2013 - View Report | View comments received | Related Public Reports (6)
  • FR07/12 Policy Recommendations for Money Market Funds, Report of the Board of IOSCO
    09 Oct 2012 - View Report | View comments received | Related Public Reports (4)
  • FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
    05 Oct 2012 - View Report | View feedback statement | View comments received | Related Public Reports (7)
  • CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
    31 Jul 2012 - View Report | View comments received | Related Public Reports (3)
  • CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
    06 Jul 2012 - View Report | View comments received | Related Public Reports (2)
  • Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    16 Apr 2012 - View Report | Download files in zip format | View comments received | Related Public Reports (5)
  • OR05/11 Public Comments Received by the Technical Committee of the International Organization of Securities Commissions and the Committee on Payment and Settlement Systems to the Consultation Report - OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    25 Oct 2011 - View Report | View comments received | Related Public Reports (2)
  • FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
    20 Oct 2011 - View Report | View comments received | Related Public Reports (7)
  • IOSCO-CPSS Public Comments Received to Consultation on Financial Market Infrastructures Principles, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    09 Sep 2011 - View Report | View comments received | Related Public Reports (3)
  • Comments Received in Relation to the Consultation Report, Considerations for Trade Repositories in OTC Derivatives Markets, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    19 Jul 2010 - View Report | View comments received | Related Public Reports (1)
  • Comments Received in Relation to the Consultation Report, Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    19 Jul 2010 - View Report | View comments received | Related Public Reports (3)
  • Hedge Funds Oversight, Report of the Technical Committee of IOSCO
    22 Jun 2009 - View Report | View comments received | Related Public Reports (2)