Repository of Regulatory Initiatives for Brexit Preparedness
Repository of Regulatory Initiatives for Brexit Preparedness
Information for Specific Market Segments - Data Reporting and Transparency
European Commission
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Exemption for the Bank of England and the United Kingdom Debt Management Office under the Securities Financing Transactions Regulation 30 January 2019
https://ec.europa.eu/info/files/exemption-bank-england-and-united-kingdom-debt-management-office-under-securities-financing-transactions-regulation_en -
Exemption of the Bank of England from the pre- and post-trade transparency requirements (MiFIR) 30 January 2019
https://ec.europa.eu/info/publications/exemption-bank-england-pre-and-post-trade-transparency-requirements-mifir_en -
Report on the exemption for the Bank of England and the United Kingdom Debt Management Office under the Market Abuse Regulation 30 January 2019
https://ec.europa.eu/info/files/report-exemption-bank-england-and-united-kingdom-debt-management-office-under-market-abuse-regulation_en -
Report on the exemption for the Central Bank of The United Kingdom ('Bank of England') under the Markets in Financial Instruments Regulation 30 January 2019
https://ec.europa.eu/info/files/report-exemption-central-bank-united-kingdom-bank-england-under-markets-financial-instruments-regulation_en -
Withdrawal of the United Kingdom and EU rules in the field of markets in financial instruments 8 February 2018
https://ec.europa.eu/info/sites/info/files/file_import/financial_instruments_en.pdf
ESMA
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ESMA reminds users of scheduled it operations at the end of the Brexit transition period 16 December 2021
https://www.esma.europa.eu/press-news/esma-news/esma-reminds-users-scheduled-it-operations-end-brexit-transition-period -
ESMA updates Brexit statements for the end of uk transition period I) on issues affecting EMIR and SFTR reporting (ii) the use of UK data in ESMA databases and performance of MiFID II calculations (iii) on ESMA’s Data Operational Plan 9 November 2020
https://www.esma.europa.eu/press-news/esma-news/esma-updates-brexit-statements-end-uk-transition-period -
Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019
https://www.esma.europa.eu/system/files_force/library/esma70-155-7658_statement_brexit_esma_it_systems_oct_19.pdf?download=1 -
ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019
https://www.esma.europa.eu/sites/default/files/library/esma65-8-6254_public_statement_on_brexit_data_operational_plan_-_version_31_october_2019.pdf -
ESMA registers UNAVISTA TRADECHO B.V. as trade repository 25 March 2019
https://www.esma.europa.eu/press-news/esma-news/esma-registers-unavista-tradecho-bv-trade-repository -
The European Securities and Markets Authority (ESMA) has today published a statement in relation to the impact on ESMA’s databases and IT systems of a no-deal Brexit scenario on 29 March 2019. 19 May 2019
https://www.esma.europa.eu/press-news/esma-news/esma-publishes-its-data-operational-plan-under-no-deal-brexit-scenario -
Impact of Brexit on MiFID II/MiFIR and the Benchmark Regulation (BMR) –ESMA opinions on third-country trading venues for the purpose of post-trade transparency and position limits, post-trade transparency for OTC transactions, 8 March 2019
https://www.esma.europa.eu/sites/default/files/library/esma70-155-7253_public_statement_mifidii_bmr_provisions_under_a_no_deal_brexit.pdf -
ESMA sets out use of UK data in ESMA databases under a no-deal Brexit 5 February 2019
https://www.esma.europa.eu/press-news/esma-news/esma-sets-out-use-uk-data-in-esma-databases-under-no-deal-brexit -
Use of UK data in ESMA databases in case of a no-deal Brexit 5 February 2019
https://www.esma.europa.eu/system/files_force/library/esma_70-155-7026_use_of_uk_data_in_esma_databases_in_case_of_a_no-deal_brexit.pdf?download=1 -
ESMA clarifies the reporting and handling of derivatives data in case of no-deal Brexit 1 February 2019
https://www.esma.europa.eu/press-news/esma-news/esma-clarifies-reporting-and-handling-derivatives-data-in-case-no-deal-brexit -
Question and answers on Transparency Directive (TD) 31 January 2019
https://www.esma.europa.eu/system/files_force/library/esma31-67-127_qa_document_transparency_related_issues.pdf?download=1 -
Q&A on prospectus related topics January 2019
https://www.esma.europa.eu/system/files_force/library/esma31-62-780_qa_on_prospectus_related_topics.pdf?download=1
FCA
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Advance applications for credit rating agencies and trade repositories now open 21 February 2019
https://www.fca.org.uk/publication/handbook/cra-registration-direction-advance-application.pdf -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period 13 May 2019
https://www.fca.org.uk/news/statements/statement-various-mifid-obligations-and-benchmarks-regulation-if-uk-leaves-eu-without-implementation -
FCA FIRDS open for firms to test publication from 14 March 2019
https://www.fca.org.uk/news/news-stories/fca-firds-open-firms-test-publication-14-march-2019 -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario 11 May 2019
https://www.fca.org.uk/news/statements/fca-statement-reporting-derivatives-under-uk-emir-regime-no-deal-scenario -
Trade repositories 6 March 2019
https://www.fca.org.uk/firms/trade-repositories -
FCA FIRDS and transaction reporting 4 March 2019
https://www.fca.org.uk/markets/market-data-regimes/fca-firds-and-transaction-reporting -
FCA approach to MiFID transparency calculations 5 February 2019
https://www.fca.org.uk/news/statements/fca-approach-mifid-transparency-calculations -
Requirements for UK trade repositories and reporting counterparties 1 February 2019
https://www.fca.org.uk/news/statements/requirements-uk-trade-repositories-and-reporting-counterparties -
Advance applications for credit rating agencies and trade repositories now open 8 January 2019
https://www.fca.org.uk/news/news-stories/advance-applications-credit-rating-agencies-and-trade-repositories-now-open -
Temporary authorisation regime for data reporting services providers (DRSPs) 7 January 2019
https://www.fca.org.uk/markets/data-reporting-services-providers/brexit-eea-drsp
UK Treasury & Government
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The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
http://www.legislation.gov.uk/uksi/2018/1318/contents/made -
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018
https://www.legislation.gov.uk/ukdsi/2018/9780111176214/contents -
The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
http://www.legislation.gov.uk/uksi/2018/1403/contents/made