25th Annual Conference of IOSCO - Sydney, Australia, May 2000

Public Documents

Tome 1

Opening Ceremony

1. Welcoming Speech
   by the Honorable Peter Costello, MP Treasurer of the Commonwealth of Australia
   17 May 2000 - 9 pages
2. Address
   by Mr. Michel Prada, Chairman of the IOSCO Technical Committee and President of the Commission des Opérations de Bourse of France
   17 May 2000 - 3 pages

Plenary 1- Global Market, Global Regulation

3. Global Markets, Global Finance
   Speech by Mr. Arthur Levitt, Chairman of the United States Securities and Exchange Commission
   17 May 2000 - 5 pages
4. Global Markets, Global Regulation
   Speech by Mr. Howard Davies, Chairman of the Financial Services Authority of the United Kingdom
   17 May 2000 - 12 pages
5. Global Markets, Global Regulation
   Presentation by Mr. Michel Prada, Chairman of the IOSCO Technical Committee and President of the Commission des Opérations de Bourse of France
   17 May 2000 - 4 pages

Plenary 2 - Empowering Investors in an Electronic Age

6. Empowering Investors in an Electronic Age
   Remarks by Ms. Laura S. Unger, Commissioner of the United States Securities and Exchange Commission
   17 May 2000 - 11 pages
7. Challenges of Restoring Investor Confidence Following a Financial Crisis
   Speech by Mr. Prasarn Trairatvorakul, Secretary General of the Securities and Exchange Commission of Thailand
   17 May 2000 - 6 pages
8. Empowering Investors in an Electronic Age
   Presentation by Ms. Birgit Malmenstam-Skytt, Secretary of the Swedish Shareholders Association
   17 May 2000 - 4 pages

Plenary 3 - The Regulator

9. The Regulator
   Speech by Mr. Georg Wittich, Chairman of the Bundesaufsichtsamt für den Wertpapierhandel of Germany
   17 May 2000 - 10 pages
10. The Regulator in Transition: Addressing the New Realities of the Marketplace
    Remarks by Mr. David Brown, Chair of the Ontario Securities Commission
    17 May 2000 - 7 pages
11. The Australian Model of Intergrated Regulation
    Speech by Mr. Jeffrey Carmichael, Chairman of the Australian Prudential Regulation Authority
    17 May 2000 - 14 pages
12. The Regulator
    Presentation by Mr. Sakura Shiga, Deputy Commissioner of the Financial Supervisory Agency of Japan
    17 May 2000 - 6 pages

Plenary 4 - Effective Regulation

13. The Regulatory Craft
    Presentation by Mr. Malcolm K. Sparrow, Professor of the John F. Kennedy School of Government of Harvard, United States of America
    18 May 2000 - 10 pages
14. Effective Regulation
    Speech by Mr. Rick Cottrell, Executive Officer of the Financial Services Board of South Africa
    18 May 2000 - 6 pages
15. Effective Regulation
    Comments by Mr. Shane Tregillis, National Director, Regulation of the Australian Securities and Investments Commission
    18 May 2000 - 5 pages

Plenary 5 - Implementing Global Regulatory Principles and Standards

16. Implementing Global Regulatory Principles and Standards
    Speech by Mr. Andrew Sheng, Chairman of the Securities and Futures Commission of Hong Kong
    18 May 2000 - 10 pages
17. The Contribution of the Accountancy Profession
    Speech by Mr. Frank Harding, President of the International Federation of Accountants
    18 May 2000 - 6 pages
18. A Development Agenda for the Emerging Market
    Speech by Ms. Claudia Morgenstern, Director of the Financial Market Advisory Department of the International Finance Corporation
    18 May 2000 - 4 pages

Plenary 6 - Markets

19. Before the Annual Conference of the International Organization of Securities Commissions (IOSCO)
    Remarks by Mr. William J. Rainer, Chairman of the Commodity Futures Trading Commission of the United States of America
    19 May 2000 - 4 pages
20. New Market Structures and Regulatory Issues
    Speech by Mr. Giovanni Sabatini, Head of Market Regulation of the Commissione Nazionale per le Società e la Borsa of Italy
    19 May 2000 - 11 pages
21. Markets
    Speech by Mr. Daniel B. Sibears, Senior Vice President and Deputy of the NASD Regulation, Inc. of the United States of America
    19 May 2000 - 16 pages
22. Globalisation of Markets
    Speech by Mr. Richard Humphry, Chief Executive of the Australian Stock Exchange Ltd.
    19 May 2000 - 14 pages
23. Demutualization - Implications for the Regulation and Governance of Securities Exchanges
    Speech by Ms. Roberta S. Karmel, Professor of the Brooklyn Law School of the United States of America
    19 May 2000 - 29 pages

Plenary - Self Regulating Organisations

24. A Study Report Prepared for the SRO Consultative Committee of the International Organization of Securities Commissions
    Presentation by Ms. Roberta Wilton, President of the Canadian Securities Institute
    19 May 2000 - 20 pages
25. Model for Effective Self-Regulation
    Speech by Ms. Karen Wuertz, Senior Vice President of the National Futures Association of the United States of America
    19 May 2000 - 16 pages

Tome 2

IOSCO Public Documents

26. Bulletin on Investor Protection in the New Economy (part I) - (part II)
    Report of the Technical Committee of IOSCO
    May 2000 - 12 pages
27. Conflicts of Interests of CIS Operators
    Report of the Technical Committee of IOSCO
    May 2000 - 17 pages
28. IASC Standards
    Report of the Technical Committee of IOSCO
    May 2000 - 142 pages
29. Report on Implementation of International Disclosure Standards
    Report of the Technical Committee of IOSCO
    May 2000 - 5 pages
30. Summary of Responses to the Questionnaire on Principles and Best Practice Standards on Infrastructure for Decision Making for CIS Operators
    Report of the Technical Committee of IOSCO
    May 2000 - 45 pages
31. Investigating and Prosecuting Market Manipulation
    Report of the Technical Committee of IOSCO
    May 2000 - 103 pages
32. The Management of Credit Risks by Securities Firms and Recommendations to Firms and Regulators
    Report of the Technical Committee of IOSCO
    May 2000 - 14 pages

Press Conference and Clossing Session of the Conference

33. Press Release of the XXVth Annual Conference of the International Organization of Securities Commissions (IOSCO)
    May 19 2000 - 2 pages
34. Final Communiqué of the XXVth Annual Conference of the International Organization of Securities Commissions (IOSCO)
    May 19 2000 - 9 pages