Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 1 to 20 of 6192 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
STE Capital - https://stecapital.cc | Financial Conduct Authority | United Kingdom | 27 Jun 2024 |
Expo Trust, Royal Dimex Ltd, Real PremiumEU and Real PremiumEU Markets, Investousit, Lyxmont and Alfatrade | Commissione Nazionale per le Società e la Borsa | Italy | 27 Jun 2024 |
Wealth Chain Pro | Swiss Financial Market Supervisory Authority | Switzerland | 26 Jun 2024 |
UNIQUE GLOBAL / uniqueglobals.info | Financial Conduct Authority | United Kingdom | 26 Jun 2024 |
TFI Markets LTD | Securities and Futures Commission | Hong Kong | 26 Jun 2024 |
Swiss World Bank | Swiss Financial Market Supervisory Authority | Switzerland | 25 Jun 2024 |
HudsonTrust | Swiss Financial Market Supervisory Authority | Switzerland | 25 Jun 2024 |
Canadian Capital Markets | Autorité des marchés financiers | Quebec | 25 Jun 2024 |
FX Trading Limited | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
TAX SUPPORT FX | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
ActiveFX Markets | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
STALBANK | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
Infinox Capital Ltd (clone of FCA authorised firm) | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
Loans21 Ltd (clone of an FCA authorised firm) | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
Saturn4FX International Management Sàrl (neu: Saturn4FX Sàrl) | Swiss Financial Market Supervisory Authority | Switzerland | 25 Jun 2024 |
DYNAMIC HUB INVEST | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
BLOCKS INCOME | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
FINANCE SAVINGS BANK | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |
baccarat-entertainment.com / baccarat-entertainment.info | Bundesanstalt für Finanzdienstleistungsaufsicht | Germany | 25 Jun 2024 |
FX EMPIRE/FX EMPIRE INVEST | Financial Conduct Authority | United Kingdom | 25 Jun 2024 |