Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 2421 to 2440 of 7852 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Chain Rock | Financial Market Authority | Austria | 15 May 2024 |
QuantumTrade Corp | Financial Market Authority | Austria | 15 May 2024 |
BTC-Analytics | Financial Market Authority | Austria | 15 May 2024 |
Amundim LTD | Financial Market Authority | Austria | 15 May 2024 |
Toroassets, Interactive, CFD Active, XTXMK, Optimal Yield Limited | Commissione Nazionale per le Società e la Borsa | Italy | 15 May 2024 |
Fake Celebrity Investment Scam – Multiple trading platforms | Financial Markets Authority | New Zealand | 14 May 2024 |
CFX Fund | Autorité des marchés financiers | Quebec | 14 May 2024 |
Coin Market Base | Autorité des marchés financiers | Quebec | 14 May 2024 |
Trusts Market | Autorité des marchés financiers | Quebec | 14 May 2024 |
Capital 500 | Autorité des marchés financiers | Quebec | 14 May 2024 |
4XFX | Autorité des marchés financiers | Quebec | 14 May 2024 |
ROSEN AND STEVENSON BUSINESS ASSOCIATES | Financial Conduct Authority | United Kingdom | 14 May 2024 |
Apex Market Option Capital | Financial Conduct Authority | United Kingdom | 14 May 2024 |
BTC TRADE / BTCTRADE.WORLD | Financial Conduct Authority | United Kingdom | 14 May 2024 |
CENTRE-TRADEFX / CENTRE-TRADEFX.COM | Financial Conduct Authority | United Kingdom | 14 May 2024 |
DALMORE CAPITAL GROUP INC | Financial Conduct Authority | United Kingdom | 14 May 2024 |
Swiftvest 99 / swiftvest99.com (Clone of FCA Authorised PSD Firm) | Financial Conduct Authority | United Kingdom | 14 May 2024 |
CryptoXtradingPro (cryptoxtradingpro.com) | Financial Conduct Authority | United Kingdom | 13 May 2024 |
WALTHBURG CAPITALS | Financial Conduct Authority | United Kingdom | 13 May 2024 |
GBX STRATEGIC ADVISORS | Financial Conduct Authority | United Kingdom | 13 May 2024 |