Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 2481 to 2500 of 7852 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
AX Invest / axinvest.io (Clone of FCA Authorised Firm | Financial Conduct Authority | United Kingdom | 09 May 2024 |
FBP Capital | Autorité des marchés financiers | Quebec | 09 May 2024 |
ABUSA / ABUSA Group Limited | Securities and Futures Commission | Hong Kong | 09 May 2024 |
CryptosMarket / cryptosmarket.io | Financial Conduct Authority | United Kingdom | 08 May 2024 |
Appleseed Investment PLC | Financial Conduct Authority | United Kingdom | 08 May 2024 |
AUTO PASSIVE INCOME | Financial Conduct Authority | United Kingdom | 08 May 2024 |
S.E.M Asset Management | Swiss Financial Market Supervisory Authority | Switzerland | 08 May 2024 |
Noriculas Private Holdings | Swiss Financial Market Supervisory Authority | Switzerland | 08 May 2024 |
Quantum AI /AI Quantum | Securities and Futures Commission | Hong Kong | 08 May 2024 |
CFD Active, High BTC Stock, Tradeontop Limited, Xtrader365, Shellinvestments | Commissione Nazionale per le Società e la Borsa | Italy | 08 May 2024 |
Kiwibank – Fake term deposits | Financial Markets Authority | New Zealand | 08 May 2024 |
GREENGLOBALPROFIT | Financial Conduct Authority | United Kingdom | 07 May 2024 |
Prime Income/prime-income.com | Financial Conduct Authority | United Kingdom | 07 May 2024 |
Block edge Miners | Financial Conduct Authority | United Kingdom | 07 May 2024 |
EVOLUTION DIGITAL INVESTMENT | Financial Conduct Authority | United Kingdom | 07 May 2024 |
Aristn-Financial | Financial Conduct Authority | United Kingdom | 07 May 2024 |
ALPHACOINZ | Financial Conduct Authority | United Kingdom | 07 May 2024 |
ANALYSIS TRADENET | Financial Conduct Authority | United Kingdom | 07 May 2024 |
HUCAPITALLTD (www.hucapitalltd.com) | Financial Conduct Authority | United Kingdom | 07 May 2024 |
Jambin Asset Management International S.A. and Jambi Asset Management International S.A. | Commission de Surveillance du Secteur Financier | Luxembourg | 07 May 2024 |