Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 2681 to 2700 of 7848 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Equity Global Business | Securities Commission | Malaysia | 07 May 2024 |
Esmash Investment Plan | Securities Commission | Malaysia | 07 May 2024 |
Fastrading | Securities Commission | Malaysia | 07 May 2024 |
FBS Malaysia | Securities Commission | Malaysia | 07 May 2024 |
Felix Consulting | Securities Commission | Malaysia | 07 May 2024 |
FININV / Finad Advisory | Securities Commission | Malaysia | 07 May 2024 |
FMA Management/ Financial Minds Asset Management Sdn Bhd | Securities Commission | Malaysia | 07 May 2024 |
FP Market Investment Traders | Securities Commission | Malaysia | 07 May 2024 |
Fullerton Markets International Limited | Securities Commission | Malaysia | 07 May 2024 |
FXCM | Securities Commission | Malaysia | 07 May 2024 |
FxPro | Securities Commission | Malaysia | 07 May 2024 |
FXTM | Securities Commission | Malaysia | 07 May 2024 |
GeneX | Securities Commission | Malaysia | 07 May 2024 |
GMI Edge (“GMI”) / GMI Edge Malaysia | Securities Commission | Malaysia | 07 May 2024 |
Golden Age Asset Management Ltd | Securities Commission | Malaysia | 07 May 2024 |
Gwallet Global Malaysia (“Gwallet”)/ Level G | Securities Commission | Malaysia | 07 May 2024 |
Hextra Prime | Securities Commission | Malaysia | 07 May 2024 |
Hibah Jaya Investment | Securities Commission | Malaysia | 07 May 2024 |
HXFX Global | Securities Commission | Malaysia | 07 May 2024 |
HYCM | Securities Commission | Malaysia | 07 May 2024 |