Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 281 to 300 of 7527 results
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Crypto Lords | Swiss Financial Market Supervisory Authority | Switzerland | 28 Nov 2024 |
https://prestigefinanceag.com/ | Swiss Financial Market Supervisory Authority | Switzerland | 28 Nov 2024 |
www.quellenag-am.com | Swiss Financial Market Supervisory Authority | Switzerland | 28 Nov 2024 |
comparetermdepositsnz.com | Financial Markets Authority | New Zealand | 28 Nov 2024 |
AgroCura | Financial Markets Authority | New Zealand | 28 Nov 2024 |
Yearn Stocker | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
United States Corporate Records Department | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
TradeHedgely | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Trade Xtix Coins | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Strenfield Capital | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Remy & Associates LLP | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Medieval Credit Bank | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
IA-Digital Markets | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
GOSB Global Company | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Google Trade | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Global BloomFx | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
GemFxPro Ltd. | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Fraud Investigation and Repatriation Authority | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Forex5 | Securities and Exchange Commission | United States of America | 27 Nov 2024 |
Department of International Equities | Securities and Exchange Commission | United States of America | 27 Nov 2024 |