Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3001 to 3020 of 7847 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
DIGITALTOPTRADE | Financial Conduct Authority | United Kingdom | 02 May 2024 |
Prime Investment Bnk Limited | Financial Conduct Authority | United Kingdom | 02 May 2024 |
Ambit Capital | Swiss Financial Market Supervisory Authority | Switzerland | 02 May 2024 |
Luno Invest, Vantage Global Limited, Capital4it Ltd, Crypto Trade Club Ltd, Amlight-italiainvestment, FCapital24, Future Invest Limited, LevictousLTD.com, Trading42 Ltd and Trading42, Financial Llc, RussellGroupFX | Commissione Nazionale per le Società e la Borsa | Italy | 02 May 2024 |
MERIDIAN GROUP LLC | Financial Conduct Authority | United Kingdom | 02 May 2024 |
APEX ASSETS TRADE | Financial Conduct Authority | United Kingdom | 02 May 2024 |
ROISAFETRADE | Financial Conduct Authority | United Kingdom | 02 May 2024 |
PRIME ASSET FX | Financial Conduct Authority | United Kingdom | 02 May 2024 |
INFINIXEXPERTTRADING | Financial Conduct Authority | United Kingdom | 02 May 2024 |
Capitalix | Securities Commission | Malaysia | 02 May 2024 |
HFM / HF Markets | Securities Commission | Malaysia | 02 May 2024 |
BDSwiss | Securities Commission | Malaysia | 02 May 2024 |
Spencer & Stanley - https://spencerandstanley.com/ | Financial Conduct Authority | United Kingdom | 02 May 2024 |
Saturn4U | Financial Conduct Authority | United Kingdom | 02 May 2024 |
KonohaFX | Financial Conduct Authority | United Kingdom | 02 May 2024 |
Londongroup Investments | Financial Conduct Authority | United Kingdom | 02 May 2024 |
FXPlus Trading Academy Pty Ltd (fujiaacademy.wixsite.com) | Australian Securities and Investments Commission | Australia | 02 May 2024 |
Email impersonating ING Bank (Australia) Limited (@ing-assets.com) | Australian Securities and Investments Commission | Australia | 02 May 2024 |
Media articles impersonating Bligh Securities Pty Limited | Australian Securities and Investments Commission | Australia | 02 May 2024 |
Maxx Capital Ltd (maxxcapitalltd.com) | Australian Securities and Investments Commission | Australia | 02 May 2024 |