Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3061 to 3080 of 7843 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Pimco Asset Management DAC (Clone) | Central Bank of Ireland | Ireland | 01 May 2024 |
Stratford Management | Financial Services Agency | Japan | 01 May 2024 |
Paramount Consulting Services | Financial Services Agency | Japan | 01 May 2024 |
Königreich Deutschland, Königliche Reichsbank, Gemeinwohlkasse | Swiss Financial Market Supervisory Authority | Switzerland | 01 May 2024 |
PocketMeasure | Swiss Financial Market Supervisory Authority | Switzerland | 01 May 2024 |
RockViewAssets | Swiss Financial Market Supervisory Authority | Switzerland | 01 May 2024 |
Swiza Equity | Swiss Financial Market Supervisory Authority | Switzerland | 01 May 2024 |
Equity Budget – Suspected scam | Financial Markets Authority | New Zealand | 01 May 2024 |
Admirria Tech / Quadra Pro | Financial Markets Authority | New Zealand | 01 May 2024 |
Affix Global Holdings Ltd – Imposter Website | Financial Markets Authority | New Zealand | 01 May 2024 |
Sepal Trust Investment (www.sepaltrustinvestment.ltd) | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
APEX ACQUISITION ADVISORS | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
fairstoneclients.com (Clone of FCA Authorised Firms) | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
[email protected] (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
hfmarketsx.com (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
ASSET-FLARE.PRO | Financial Conduct Authority | United Kingdom | 30 Apr 2024 |
Diagenics Group SE | Bundesanstalt für Finanzdienstleistungsaufsicht | Germany | 30 Apr 2024 |
www.iosco.cc | Swiss Financial Market Supervisory Authority | Switzerland | 30 Apr 2024 |
https://cmtradingfx.com/home/index | Financial Services Authority | Seychelles | 30 Apr 2024 |
Holding Investments Family | Swiss Financial Market Supervisory Authority | Switzerland | 30 Apr 2024 |