Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3141 to 3160 of 7841 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
ROXIBOT | Financial Conduct Authority | United Kingdom | 25 Apr 2024 |
STOCKXPRESS | Financial Conduct Authority | United Kingdom | 25 Apr 2024 |
GREENLIFE MINING | Financial Conduct Authority | United Kingdom | 25 Apr 2024 |
www.weitblickinvestment.ltd | Swiss Financial Market Supervisory Authority | Switzerland | 25 Apr 2024 |
Tritone Capital Management AG | Swiss Financial Market Supervisory Authority | Switzerland | 25 Apr 2024 |
Recovery rooms | Financial Services and Markets Authority | Belgium | 25 Apr 2024 |
TTCM Traders Capital Limited | Financial Services Agency | Japan | 25 Apr 2024 |
LIRUNEX LIMITED | Financial Services Agency | Japan | 25 Apr 2024 |
Cloudview OU | Financial Services Agency | Japan | 25 Apr 2024 |
Morgan Financial Group LTD (clone of FCA authorised firm) | Financial Conduct Authority | United Kingdom | 25 Apr 2024 |
Sky Market Pro | Alberta Securities Commission | Alberta | 24 Apr 2024 |
CRYPTION ICO | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |
Aegis Corporate Financial Services Limited | Autorité des marchés financiers | Quebec | 24 Apr 2024 |
Rich Point Capital | Autorité des marchés financiers | Quebec | 24 Apr 2024 |
Apex Capital Investment Company | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |
CFDInvest24 | Autorité des marchés financiers | Quebec | 24 Apr 2024 |
Insolvency Investigations | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |
BigFXInvest / www.bigfxinvest.io | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |
LENOWAVE FX | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |
DEELITE CAPITAL | Financial Conduct Authority | United Kingdom | 24 Apr 2024 |