Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 301 to 320 of 6181 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
PRIME-CC | Alberta Securities Commission | Alberta | 06 Jun 2024 |
SAFINO-GROUP | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Seguro FX | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Steemwin | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Super Arbitrage Trading PTY | Alberta Securities Commission | Alberta | 06 Jun 2024 |
TAURA CAPITAL | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Toro Invest International | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Trade Wise Ltd. | Alberta Securities Commission | Alberta | 06 Jun 2024 |
TRADEAI.SOLUTIONS | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Trademirror | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Trust Purse | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Vendigital | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Wealth Arbitrage | Alberta Securities Commission | Alberta | 06 Jun 2024 |
wildmasonfx.com | Alberta Securities Commission | Alberta | 06 Jun 2024 |
XTB | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Trust Financial Planning Ltd | Alberta Securities Commission | Alberta | 06 Jun 2024 |
EBC Financial Group | Alberta Securities Commission | Alberta | 06 Jun 2024 |
TrueEx LLC | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Liberty Commercial Finance Ltd. | Alberta Securities Commission | Alberta | 06 Jun 2024 |
Alliance Reserve | Alberta Securities Commission | Alberta | 06 Jun 2024 |