Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3201 to 3220 of 7839 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
AxonExchange – Imposter website, suspected scam | Financial Markets Authority | New Zealand | 22 Apr 2024 |
Quantum Ireland ICAV – Withholding client funds, overseas regulator warning | Financial Markets Authority | New Zealand | 22 Apr 2024 |
AC Finance Limited – Imposter website | Financial Markets Authority | New Zealand | 22 Apr 2024 |
https://trive04.com (CLONe | Comisión Nacional del Mercado de Valores | Spain | 19 Apr 2024 |
https://waystoneshare.com (CLONE) | Comisión Nacional del Mercado de Valores | Spain | 19 Apr 2024 |
https://emxglobalpro.com | Comisión Nacional del Mercado de Valores | Spain | 19 Apr 2024 |
HTTPS://WWW.XTRADER365.COM/ | Comisión Nacional del Mercado de Valores | Spain | 19 Apr 2024 |
Cloning of Vontobel Asset Management S.A. | Commission de Surveillance du Secteur Financier | Luxembourg | 19 Apr 2024 |
Cloning of AccorInvest Group S.A. | Commission de Surveillance du Secteur Financier | Luxembourg | 19 Apr 2024 |
LuxGruppe LTD / Luxgruppe.com | Commission de Surveillance du Secteur Financier | Luxembourg | 19 Apr 2024 |
BIT-TRADEXCHANGE.ONLINE | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
Immediate MaxAir | Autorité des marchés financiers | Quebec | 19 Apr 2024 |
Immediate Xport | Autorité des marchés financiers | Quebec | 19 Apr 2024 |
REVENUETRUST / REVENUETRUSTGLOBAL.COM | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
Woodpecker.run | Ontario Securities Commission | Ontario | 19 Apr 2024 |
www.tauracapital.com | Ontario Securities Commission | Ontario | 19 Apr 2024 |
The Traders Domain aka Traders Domain FX Inc. | Ontario Securities Commission | Ontario | 19 Apr 2024 |
TruBlueFX | Ontario Securities Commission | Ontario | 19 Apr 2024 |
AKS Global Consulting | Ontario Securities Commission | Ontario | 19 Apr 2024 |
ACCERX aka ACCERX UNIVERSAL INTERNATIONALITY LIMITED | Ontario Securities Commission | Ontario | 19 Apr 2024 |