Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3221 to 3240 of 7839 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| 8vpro.com and 8vprot.com | Ontario Securities Commission | Ontario | 19 Apr 2024 |
| Equithy | Ontario Securities Commission | Ontario | 19 Apr 2024 |
| Liberty Commercial Finance Ltd. | Ontario Securities Commission | Ontario | 19 Apr 2024 |
| fintrustbrokerage.net | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
| INCOTRUSTCAPITAL | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
| JOINCOBRATRADINGPLATFORM | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
| metablissfinance.com | Financial Conduct Authority | United Kingdom | 19 Apr 2024 |
| Horizon Global Asset Management Ltd | Malta Financial Services Authority | Malta |
19 Apr 2024
|
| Trive04 - Clone | Malta Financial Services Authority | Malta |
19 Apr 2024
|
| Benton Hill Capital | Malta Financial Services Authority | Malta |
19 Apr 2024
|
| Vexchange and Venture Xchange | Polish Financial Supervision Authority | Poland |
18 Apr 2024
|
| EXPERT-OPTIONTRADE | Financial Conduct Authority | United Kingdom | 18 Apr 2024 |
| Beaumont | Polish Financial Supervision Authority | Poland |
18 Apr 2024
|
| Cintaf Polska sp. z o.o. | Polish Financial Supervision Authority | Poland |
18 Apr 2024
|
| CR Strategie Management | Swiss Financial Market Supervisory Authority | Switzerland | 18 Apr 2024 |
| TRUST-INVEST | Swiss Financial Market Supervisory Authority | Switzerland | 18 Apr 2024 |
| SuisseAlgo | Swiss Financial Market Supervisory Authority | Switzerland | 18 Apr 2024 |
| FINANCE-CAPITALINVEST / FINANCE-CAPITALINVEST.NET | Financial Conduct Authority | United Kingdom | 17 Apr 2024 |
| BDSU EX GLOBAL LIMITED | Financial Conduct Authority | United Kingdom | 17 Apr 2024 |
| Tokyo Metal Group Limited | Financial Conduct Authority | United Kingdom | 17 Apr 2024 |
