Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3301 to 3320 of 7839 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| Impersonation of Select Wealth Management Pty Ltd (selectwealthmanagementpty.com) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| Venture Nest (venturenest.online) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| QuantumAI (ronotors.online) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| Impersonation of Bellepierre Capital Pty Ltd (bellepierrecapitalgroup.com) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| Infinity Wealth (infinitywealthfx.net) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| FX-Wise (fx-wise.com) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| Win4x (win4x.co.uk) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| Topgate Bank (topgateplc.online) | Australian Securities and Investments Commission | Australia | 12 Apr 2024 |
| NZ Compare Rates - Comparison site harvesting investor details | Financial Markets Authority | New Zealand | 11 Apr 2024 |
| Market2Cap – Withholding of client funds, suspected scam, overseas regulator warning | Financial Markets Authority | New Zealand | 11 Apr 2024 |
| Coinone Investments Limited – Imposter, withholding client funds | Financial Markets Authority | New Zealand | 11 Apr 2024 |
| Sirk Investments Limited – Imposter website, suspected scam | Financial Markets Authority | New Zealand | 11 Apr 2024 |
| NZX Wealth Investments – Imposter website | Financial Markets Authority | New Zealand | 11 Apr 2024 |
| CAPE FX LIMITED | Financial Conduct Authority | United Kingdom | 11 Apr 2024 |
| The CF Global Trading (clone) | Finansinspektionen | Sweden |
11 Apr 2024
|
| Grand Power Trade | Autorité des marchés financiers | Quebec | 11 Apr 2024 |
| Heritage Digital Grant | Financial Conduct Authority | United Kingdom | 11 Apr 2024 |
| Asseticimfx | Financial Conduct Authority | United Kingdom | 11 Apr 2024 |
| Unlimited Stock Trade | Financial Conduct Authority | United Kingdom | 09 Apr 2024 |
| ALLIANCEINVESTMENTS / ALLIANCE-INVESTMENTS.LTD | Financial Conduct Authority | United Kingdom | 09 Apr 2024 |
