Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3361 to 3380 of 7839 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| https://plustrade.co.uk | Comisión Nacional del Mercado de Valores | Spain | 05 Apr 2024 |
| https://iqmining.com/ | Comisión Nacional del Mercado de Valores | Spain | 05 Apr 2024 |
| Future Market | Autorité des marchés financiers | Quebec | 05 Apr 2024 |
| Verimetric / Verimetric Securities / Verimetric Asset Management | Commission de Surveillance du Secteur Financier | Luxembourg | 05 Apr 2024 |
| Sure Bit International Pte Ltd / Sure Bit International Ltd / Sure X / Sure 9 | Securities and Futures Commission | Hong Kong | 05 Apr 2024 |
| www.airinvestag.com | Swiss Financial Market Supervisory Authority | Switzerland | 05 Apr 2024 |
| Quant Finance Ltd (quantfinanceltd.com) | Australian Securities and Investments Commission | Australia | 05 Apr 2024 |
| Unauthorised offers in forex and cryptos asset derivatives | Autorité des marchés financiers | France |
04 Apr 2024
|
| TRIDENT LOANS FINANCIAL SERVICES | Financial Conduct Authority | United Kingdom | 04 Apr 2024 |
| Forex Network Sp. z o.o. Sp. k. (currently NXF Sp. z o.o. Sp. k.) | Polish Financial Supervision Authority | Poland |
04 Apr 2024
|
| Forex Network Sp. z o.o. (currently NXF Sp. z o.o.) | Polish Financial Supervision Authority | Poland |
04 Apr 2024
|
| bdm-investments.uk (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 04 Apr 2024 |
| The AMF France warns against unauthorised atypical investments | Autorité des marchés financiers | France |
03 Apr 2024
|
| BORTON-ACKERMAN MANAGEMENT GROUP | Financial Conduct Authority | United Kingdom | 03 Apr 2024 |
| Maxipay Limited – Imposter website | Financial Markets Authority | New Zealand | 03 Apr 2024 |
| Bitcoin Evolution (bitcoinevolution.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
| Verminiferous (verminiferous.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
| Ramadan FX (ramadanfx.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
| Express Market Cap (expressmarketcap.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
| Lumine Trade (lumine-ltd.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
