Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 321 to 340 of 7526 results

Company Regulator Jurisdiction Date
EDSTERINVEST Financial Conduct Authority United Kingdom 26 Nov 2024
SCHULTZ HESS CAPITAL PARTNERS Financial Conduct Authority United Kingdom 26 Nov 2024
UK Swift Network / (https://ukswiftnetwork.co.uk) Financial Conduct Authority United Kingdom 26 Nov 2024
Eaconomy / (https://eaconomy.best) Financial Conduct Authority United Kingdom 26 Nov 2024
ZEAL CAPITAL MARKET (SEYCHELLES) LIMITED/ZFX Comissão de Valores Mobiliários Brazil 25 Nov 2024
GEMBELL LIMITED Comissão de Valores Mobiliários Brazil 25 Nov 2024
POCKET OPTION Comissão de Valores Mobiliários Brazil 25 Nov 2024
555 Markets e Trinity Capital LLC Comissão de Valores Mobiliários Brazil 25 Nov 2024
SWIFTAUTOBOT Financial Conduct Authority United Kingdom 25 Nov 2024
SMART STRATEGIES (www.smart-strategies.live) Financial Conduct Authority United Kingdom 25 Nov 2024
piggy Switzerland AG Swiss Financial Market Supervisory Authority Switzerland 25 Nov 2024
Morgan Stanley and Blackrock brands improperly used as bait Commissione Nazionale per le Società e la Borsa Italy 25 Nov 2024
AxiaGroup, Mirabaud Group, Zodiac Speck, Finance Advice, Aifactor Group, Incore Investment Commissione Nazionale per le Società e la Borsa Italy 25 Nov 2024
Wise Way Investments (www.wisewayinvestments.com) Financial Conduct Authority United Kingdom 25 Nov 2024
Debt Write Off (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 25 Nov 2024
axabonds.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 25 Nov 2024
TopFirstGroup Alberta Securities Commission Alberta 22 Nov 2024
GoldenSphereAgency: Alberta Securities Commission Alberta 22 Nov 2024
TRADITION-FS.COM (CLONE) Comisión Nacional del Mercado de Valores Spain 22 Nov 2024
https://accessmercantiles.org/ Comisión Nacional del Mercado de Valores Spain 22 Nov 2024