Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 321 to 340 of 6181 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| NumberOne Capital Markets | Alberta Securities Commission | Alberta | 06 Jun 2024 |
| Capital Partners Group | Alberta Securities Commission | Alberta | 06 Jun 2024 |
| SuitsFX | Alberta Securities Commission | Alberta | 06 Jun 2024 |
| Admiral Markets Europe | Alberta Securities Commission | Alberta | 06 Jun 2024 |
| FXTMINVESTMENTS / fxtminvestments.com | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| MBIEX Platform | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| Zen Bank S.A. | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| Pracownia Finansowa sp. z o.o. | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| Pracownia Nowych Technologii sp. z o.o. sp. k. | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| Capitals Gain | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Peak Fund Miners ltd. | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Future Asset Capital ltd. | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| West Miners ltd. | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Belvin Miners ltd. | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Asset Earners Ltd | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| CapitalClique | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Metextraders | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| BigFxInvest | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| Oandaly | Autorité des marchés financiers | Quebec | 06 Jun 2024 |
| JAAG/JAAG Coin | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
