Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3381 to 3400 of 7839 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Impersonation of Swita Investment Management Pty Ltd (switainvestment.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Wall Street Exchange (wallstreet-fx.io) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Qoinix (qoinix.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Impersonation of Midshore Capital Pty Ltd (midshorecap.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Impersonation of Global Mining Group Pty Ltd (globalminingltd.org) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Prime Finance Pro (primefinancepro.net) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Dyn3x (dyn3x.net) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Kontech Venture (kontechventure.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Impersonation of Noble Finance Pty Ltd (noble-finance.net and noble-finance.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Digital Markets (digitalmarkets.online) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Glory Traders (glory-traders.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Aim Asset Advisory Services Limited (aim-advice.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Capital Base (capitalbasetraders.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
MEXC-TOBTC (mexc-tobtc.top) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Prime Allied Limited (prime-allied.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
Impersonation of Trademax Australia Limited (dunlapsignals.com) | Australian Securities and Investments Commission | Australia | 03 Apr 2024 |
XProMarket | Alberta Securities Commission | Alberta | 02 Apr 2024 |
Wobit | Alberta Securities Commission | Alberta | 02 Apr 2024 |
Windsor Brokers | Alberta Securities Commission | Alberta | 02 Apr 2024 |
Universal Wealth Group | Alberta Securities Commission | Alberta | 02 Apr 2024 |