Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3421 to 3440 of 7839 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Bitcirclestrade aka Bitcircletrades Investment Limited | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Aegis Corporate Financial Services Limited | Ontario Securities Commission | Ontario | 29 Mar 2024 |
BTrade | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Graystone Venture Capital aka Graystone Ltd. | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Call4Trade | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Delta Invest aka Bright Space Ltd. | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Alterspots | Ontario Securities Commission | Ontario | 29 Mar 2024 |
BBS Limited | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Astra Wave | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Intelex | Ontario Securities Commission | Ontario | 29 Mar 2024 |
OneTouchInvest | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Jade Pacific Partners | Ontario Securities Commission | Ontario | 29 Mar 2024 |
KW Capital Group | Ontario Securities Commission | Ontario | 29 Mar 2024 |
TopMarkets | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Trade Galactica | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Stonebridge Ventures | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Finex aka Finex Group | Ontario Securities Commission | Ontario | 29 Mar 2024 |
International Markets | Ontario Securities Commission | Ontario | 29 Mar 2024 |
Geminix | Ontario Securities Commission | Ontario | 29 Mar 2024 |
TradeCryptoMasters | Ontario Securities Commission | Ontario | 29 Mar 2024 |