Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3501 to 3520 of 7839 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
TP Global FX – Unregistered, withholding funds | Financial Markets Authority | New Zealand | 27 Mar 2024 |
SPS Investment Services Limited/Wilby Securities | Financial Markets Authority | New Zealand | 27 Mar 2024 |
Profit Flutter Investments – Suspected scam | Financial Markets Authority | New Zealand | 27 Mar 2024 |
Powership Capital (powcapm.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Impersonation of Ij Funds Manament Pty Ltd (ijfundsmanagement.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Sfcap (sfcap.io) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Digital Stock Affiliates (digitalstockaffiliates.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Impersonation of Monaxa AU Pty Ltd (passiveincomecore.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Alphabanc (alphabanc.io) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Alphabanc (alphabanc.co.uk) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Cube BNB (cubebnb.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Impersonation of Star Funds Management Pty Ltd (ruizfx.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Assets Premium (assets-premium.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Market Trades (market-trades.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Impersonation of Omega Capital Markets (omegacm.net) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
MyCapitalInvest24 (mycapitalinvest24.com); MyCapitalInvest24 Trading | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
FXPlus Trading Academy Pty Ltd (fujiaacademy.wixsite.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Trade Royal (tradroyal.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Impersonation of North Coast Finance EZY Pty Ltd (northcoastfinancepty.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |
Rentalzi (rentalzi.com) | Australian Securities and Investments Commission | Australia | 26 Mar 2024 |