Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3541 to 3560 of 7839 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| Trade Galactica | Autorité des marchés financiers | Quebec | 26 Mar 2024 |
| Olacco | Autorité des marchés financiers | Quebec | 26 Mar 2024 |
| High Forecast | The Dutch Authority for the Financial Markets | The Netherlands | 26 Mar 2024 |
| Exorays | The Dutch Authority for the Financial Markets | The Netherlands | 26 Mar 2024 |
| Chronovalor | The Dutch Authority for the Financial Markets | The Netherlands | 26 Mar 2024 |
| Tradersbasefx Group Ltd | The Dutch Authority for the Financial Markets | The Netherlands | 26 Mar 2024 |
| Crypto Algoritm | The Dutch Authority for the Financial Markets | The Netherlands | 26 Mar 2024 |
| First Capital Market | Financial Conduct Authority | United Kingdom | 25 Mar 2024 |
| BULL TRADING INVESTMENT | Financial Conduct Authority | United Kingdom | 25 Mar 2024 |
| LeverageSix | Polish Financial Supervision Authority | Poland |
25 Mar 2024
|
| Imperialcap24 Limited and Top Markets Ltd, AfexEU, Bitblanco, Investrium, FameFX24 | Commissione Nazionale per le Società e la Borsa | Italy | 25 Mar 2024 |
| EDY | Securities and Futures Commission | Hong Kong | 25 Mar 2024 |
| Speedwood Finance / Speedwood Ltd | Financial Conduct Authority | United Kingdom | 25 Mar 2024 |
| capital-partnersgroup.com (Clone of FCA Authorised Firm) | Financial Conduct Authority | United Kingdom | 25 Mar 2024 |
| Fraudulent credit offers | Financial Services and Markets Authority | Belgium | 25 Mar 2024 |
| HKCEXP / HKCEXP-MAX / HKCEXP OTC Holdings Co., Ltd | Securities and Futures Commission | Hong Kong | 25 Mar 2024 |
| SecuredCentsFX | Alberta Securities Commission | Alberta | 24 Mar 2024 |
| TD Pool Explorer | Alberta Securities Commission | Alberta | 24 Mar 2024 |
| Invest 365 | Alberta Securities Commission | Alberta | 24 Mar 2024 |
| Gateway Capital CG | Alberta Securities Commission | Alberta | 24 Mar 2024 |
