Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 341 to 360 of 6181 result
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| HRC CRYPTO | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| Ascot Finance S.A. | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| CFG Polska sp. z o.o. | Polish Financial Supervision Authority | Poland |
06 Jun 2024
|
| TBMarket, Ahfultra, Forexelite Limited, Top Markets Ltd e Imperialcap-24 Limited, PepperstoneTrade | Commissione Nazionale per le Società e la Borsa | Italy | 06 Jun 2024 |
| Trend Sync Pips | The Dutch Authority for the Financial Markets | The Netherlands | 06 Jun 2024 |
| Bitcoin-farming | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| KOT | The Dutch Authority for the Financial Markets | The Netherlands | 06 Jun 2024 |
| Financial Consultants and Management Ltd (clone of an FCA authorised firm) | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| MSD Finance and Legal Services / msdfinanceandlegalservices.com | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| IG Global and Savings Limited / www.igglobalandsavings.com | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| www.fcmlimited.com (clone of FCA authorised firm) | Financial Conduct Authority | United Kingdom | 06 Jun 2024 |
| Manra Capital | Financial Services Regulatory Authority | Abu Dhabi | 06 Jun 2024 |
| Canox Investments Limited | Securities and Futures Commission | Hong Kong | 06 Jun 2024 |
| Autorite des marches | Autorité des marchés financiers | Quebec | 05 Jun 2024 |
| Banknote UAE Investment Bank, aka First Class Capital or First-Class Capital Commercial Brokerage LLC | Ontario Securities Commission | Ontario | 05 Jun 2024 |
| https://24cfdcap.net | Comisión Nacional del Mercado de Valores | Spain | 05 Jun 2024 |
| https://evermarketsfx.com | Comisión Nacional del Mercado de Valores | Spain | 05 Jun 2024 |
| https://cosmo-traders.com | Comisión Nacional del Mercado de Valores | Spain | 05 Jun 2024 |
| HTTPS://CRYPTOTRADECLUB.LTD | Comisión Nacional del Mercado de Valores | Spain | 05 Jun 2024 |
| https://escryptotrade.com/ | Comisión Nacional del Mercado de Valores | Spain | 05 Jun 2024 |
