Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3781 to 3800 of 7887 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Altercoin | Alberta Securities Commission | Alberta | 21 Mar 2024 |
TechVintage | Alberta Securities Commission | Alberta | 21 Mar 2024 |
Roboinvest Inc. | Alberta Securities Commission | Alberta | 21 Mar 2024 |
BBS Limited | Alberta Securities Commission | Alberta | 21 Mar 2024 |
Meta Bank Wallet | Alberta Securities Commission | Alberta | 21 Mar 2024 |
Kensington UCTIS ICAV | Alberta Securities Commission | Alberta | 21 Mar 2024 |
TriumphIncome | Alberta Securities Commission | Alberta | 21 Mar 2024 |
OKX558 | Alberta Securities Commission | Alberta | 21 Mar 2024 |
FX Markets | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Advanta Wealth (no relation to the UK registered firm Advanta Wealth Ltd.) | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Ultradx | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Republicantrades | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Lyraten | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Fin Tech Platform | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
WiseWealth | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Aegis Corporate Financial Services Limited (Aegis) | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Braxton Wealth Management | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Whintex | British Columbia Securities Commission | British Columbia | 20 Mar 2024 |
Worldtradecenter | Autorité des marchés financiers | Quebec | 20 Mar 2024 |
Rivobanc | Central Bank of Ireland | Ireland | 20 Mar 2024 |