Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 3821 to 3840 of 7887 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Plutus Legacy Trust aka PlutusLegacy Trust | Ontario Securities Commission | Ontario | 19 Mar 2024 |
AJJ Finance Investment aka AJJ Finance Inc. | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Ariva Exchange | Ontario Securities Commission | Ontario | 19 Mar 2024 |
LeonMarkets aka Zoltect Solutions (PTY) Ltd. | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Wealth Gain Invest | Ontario Securities Commission | Ontario | 19 Mar 2024 |
B-Trade | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Boon Entity | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Capital Adventure | Ontario Securities Commission | Ontario | 19 Mar 2024 |
SMT Capital | Ontario Securities Commission | Ontario | 19 Mar 2024 |
CrypFund | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Fidel Mortgagecredit Bank | Ontario Securities Commission | Ontario | 19 Mar 2024 |
Atlantic Investimento | Comissão do Mercado de Valores Mobiliários | Portugal | 19 Mar 2024 |
Financeiro Trader | Comissão do Mercado de Valores Mobiliários | Portugal | 19 Mar 2024 |
STOCK FUNDS LIMITED | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
BRITWEALTH ENTERPRISE | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
PERCEPTAPAY | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
EAST WAVE BANK | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
PENDANTHILLS | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
FIRST HORIZONS | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |
TRUST FINANCE CREDIT | Financial Conduct Authority | United Kingdom | 19 Mar 2024 |