Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 381 to 400 of 7526 results

Company Regulator Jurisdiction Date
APEXPARTNERSINC Financial Conduct Authority United Kingdom 21 Nov 2024
EMPOWER FINANCE LIMITED Financial Conduct Authority United Kingdom 21 Nov 2024
Prointerex Financial Conduct Authority United Kingdom 21 Nov 2024
IMDBUSER Financial Conduct Authority United Kingdom 21 Nov 2024
STARCOIN Financial Conduct Authority United Kingdom 21 Nov 2024
allpart ag Swiss Financial Market Supervisory Authority Switzerland 21 Nov 2024
CoinStore / COINSTORE PTE. LTD. / https://www.coinstore.com/ Financial Conduct Authority United Kingdom 21 Nov 2024
DTX Exchange / https://dtxexchange.com/ Financial Conduct Authority United Kingdom 21 Nov 2024
InteractIB / https://interactib.com/ Financial Conduct Authority United Kingdom 21 Nov 2024
Ledger Markets / https://www.ledger-markets.com/ Financial Conduct Authority United Kingdom 21 Nov 2024
QTCPCOIN / https://h5.qtcpcoin.com/ / https://www.qtcpcoin.com/ Financial Conduct Authority United Kingdom 21 Nov 2024
Immediate Vortex / immediatevortex.co.uk Financial Conduct Authority United Kingdom 21 Nov 2024
Investiva / investiva.com Financial Conduct Authority United Kingdom 21 Nov 2024
Investment Peak / investmentpeak3.com Financial Conduct Authority United Kingdom 21 Nov 2024
Crypto Arby Trade Limited Financial Conduct Authority United Kingdom 21 Nov 2024
Skycapitalone Bank Financial Conduct Authority United Kingdom 20 Nov 2024
Liteinvestmentfx British Columbia Securities Commission British Columbia 20 Nov 2024
Northstarvc British Columbia Securities Commission British Columbia 20 Nov 2024
WhiteHatZone British Columbia Securities Commission British Columbia 20 Nov 2024
BlueStarFX British Columbia Securities Commission British Columbia 20 Nov 2024