Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 401 to 420 of 7526 results

Company Regulator Jurisdiction Date
Bitvast Pro British Columbia Securities Commission British Columbia 20 Nov 2024
Arch Trading Group British Columbia Securities Commission British Columbia 20 Nov 2024
REGIONS CAPITAL CITY Financial Conduct Authority United Kingdom 20 Nov 2024
PULSE MELODY / account.pulsemelody.com Financial Conduct Authority United Kingdom 20 Nov 2024
New York Securities Bank, Inc. Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
www.asx-200.com Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
cloning of EBA (European Banking Authority) Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
cloning of China Merchants Bank (Europe) S.A. Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
cloning of SOFISA FINANCE S.A. SICAF-FIS Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
www.bytreal.com Commission de Surveillance du Secteur Financier Luxembourg 20 Nov 2024
manxgard.net Financial Conduct Authority United Kingdom 20 Nov 2024
midasportfolioltd.com Financial Conduct Authority United Kingdom 20 Nov 2024
AMI Solutions Financial Conduct Authority United Kingdom 20 Nov 2024
CITEX TRADING Financial Conduct Authority United Kingdom 19 Nov 2024
Ratesfinder Financial Conduct Authority United Kingdom 19 Nov 2024
Equitytrio Financial Conduct Authority United Kingdom 18 Nov 2024
MAPA Finanz GmbH Swiss Financial Market Supervisory Authority Switzerland 18 Nov 2024
Moneta Markets Securities Commission Malaysia 18 Nov 2024
Ultima Markets Securities Commission Malaysia 18 Nov 2024
Nectaverse Trade Financial Conduct Authority United Kingdom 18 Nov 2024