Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 461 to 480 of 7526 results
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
SwissCoinCo/ Online windows llc company | Finansinspektionen | Sweden | 14 Nov 2024 |
Lloyd Markets | Finansinspektionen | Sweden | 14 Nov 2024 |
Handelsrummet | Finansinspektionen | Sweden | 14 Nov 2024 |
BT-Norden | Finansinspektionen | Sweden | 14 Nov 2024 |
https://www.cm-tradingpro.com | Financial Services Authority | Seychelles | 14 Nov 2024 |
knex-investment.com | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
CITIGROUP MINING INVESTMENT COMPANY | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
PIEDRAFORD | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
Globalmarketsbull / Globalmarketbulls | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
https://swissonetrust.com | Swiss Financial Market Supervisory Authority | Switzerland | 13 Nov 2024 |
www.globalgateassetsmgt.com | Swiss Financial Market Supervisory Authority | Switzerland | 13 Nov 2024 |
HF Investments (http://hf-investments.pro) | Financial Supervisory Authority | Romania | 13 Nov 2024 |
Stratos Invest (https://stratosinvest.site/lang/ro) | Financial Supervisory Authority | Romania | 13 Nov 2024 |
fixed-term.com | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
thefirstdirect.com (Clone of HSBC UK Bank Plc t/a first direct) | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
Regulus Capital Consulting | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
COINSTOCK HUB | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
CEKONSWAP/cekonswap.world | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
BIT MINNER | Financial Conduct Authority | United Kingdom | 13 Nov 2024 |
Lumin Trust Bank | Polish Financial Supervision Authority | Poland | 12 Nov 2024 |