Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 501 to 520 of 7525 results

Company Regulator Jurisdiction Date
stonecliff-invest.com Financial Market Authority Austria 12 Nov 2024
Quantum Ai Österreich Financial Market Authority Austria 12 Nov 2024
IMCTradingFX Financial Market Authority Austria 12 Nov 2024
Stockholms Berghantering AB Financial Market Authority Austria 12 Nov 2024
Trading-floor/t-floor Financial Market Authority Austria 12 Nov 2024
Growth Praxis Financial Market Authority Austria 12 Nov 2024
CMC MARKT / IWG LTD. Financial Market Authority Austria 12 Nov 2024
Chiron Group Limited Financial Market Authority Austria 12 Nov 2024
Hamilcar Capital Financial Market Authority Austria 12 Nov 2024
Frontline Invest Financial Market Authority Austria 12 Nov 2024
Nexomus GmbH Financial Market Authority Austria 12 Nov 2024
Advance Trade Financial Market Authority Austria 12 Nov 2024
Swiss Finance Group Financial Market Authority Austria 12 Nov 2024
Ufgis Trading Ltd. Financial Market Authority Austria 12 Nov 2024
Immediate Maximum Financial Market Authority Austria 12 Nov 2024
Investment-Group Financial Market Authority Austria 12 Nov 2024
Bitwayvix Financial Conduct Authority United Kingdom 11 Nov 2024
PLC24 The Dutch Authority for the Financial Markets The Netherlands 11 Nov 2024
Agile-traders The Dutch Authority for the Financial Markets The Netherlands 11 Nov 2024
Ackerman & Foster Jersey Financial Services Commission Jersey 11 Nov 2024