Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 581 to 600 of 7522 results

Company Regulator Jurisdiction Date
tradecapitaleu.net (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 07 Nov 2024
B Futures Hub Alberta Securities Commission Alberta 06 Nov 2024
ASK2BID Alberta Securities Commission Alberta 06 Nov 2024
wincoinvestment.net Financial Conduct Authority United Kingdom 06 Nov 2024
FOLIOXTRADING Financial Conduct Authority United Kingdom 06 Nov 2024
Capital Trends Financial Conduct Authority United Kingdom 06 Nov 2024
UNIVERSAL ACCESS INVEST Financial Conduct Authority United Kingdom 06 Nov 2024
InvestJPM (investjpm.org / investjpm.com) Financial Conduct Authority United Kingdom 06 Nov 2024
Quontic.vc Alberta Securities Commission Alberta 06 Nov 2024
Fargo Investor Alberta Securities Commission Alberta 05 Nov 2024
Vertical Freedom Management Fund Inc Alberta Securities Commission Alberta 05 Nov 2024
PJP Invest Alberta Securities Commission Alberta 05 Nov 2024
STE Capital Alberta Securities Commission Alberta 05 Nov 2024
BitProGain Alberta Securities Commission Alberta 05 Nov 2024
Orbit Managers British Columbia Securities Commission British Columbia 05 Nov 2024
HIGH FALCONS / HOUSINGCLAIMSHIGHFALCONS.COM Financial Conduct Authority United Kingdom 05 Nov 2024
GoldenTargets Autorité des marchés financiers Quebec 05 Nov 2024
NPG Management Autorité des marchés financiers Quebec 05 Nov 2024
DALTON-BAILEY ASSOCIATES LLP Financial Conduct Authority United Kingdom 05 Nov 2024
Mega Markets Central Bank of Ireland Ireland 05 Nov 2024