Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 841 to 860 of 7896 result

Company Regulator Jurisdiction Date
InterGlobal Financial Registrar Securities and Exchange Commission United States of America 01 Jul 2024
InterContinental Financial Regulatory Board Securities and Exchange Commission United States of America 01 Jul 2024
Intercontinental Financial Protection Commission Securities and Exchange Commission United States of America 01 Jul 2024
Intercapital Venture Group Securities and Exchange Commission United States of America 01 Jul 2024
Intercapital Equity Partners Securities and Exchange Commission United States of America 01 Jul 2024
Interactive Taxation Consultants Securities and Exchange Commission United States of America 01 Jul 2024
Inter Prime Financial Securities and Exchange Commission United States of America 01 Jul 2024
Integrated Tax Securities and Exchange Commission United States of America 01 Jul 2024
Integrated Financial Regulatory Board Securities and Exchange Commission United States of America 01 Jul 2024
Institutional Equity Partners Securities and Exchange Commission United States of America 01 Jul 2024
Initial Pips Securities and Exchange Commission United States of America 01 Jul 2024
IndexCapitalMarkets Securities and Exchange Commission United States of America 01 Jul 2024
Imperial Quest Ventures, Ltd. Securities and Exchange Commission United States of America 01 Jul 2024
Impact Finance Securities and Exchange Commission United States of America 01 Jul 2024
Illuminate Ventures Advisor Inc. Securities and Exchange Commission United States of America 01 Jul 2024
IDA Consultancy Securities and Exchange Commission United States of America 01 Jul 2024
ICSID Lawyers Securities and Exchange Commission United States of America 01 Jul 2024
IC Financial Services Inc. (d/b/a Centro Inversion or Investment Center) Securities and Exchange Commission United States of America 01 Jul 2024
IBG and Associates Securities and Exchange Commission United States of America 01 Jul 2024
HV Global Partners Securities and Exchange Commission United States of America 01 Jul 2024