Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 921 to 940 of 7896 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Greenberg International Law & Tax Advisory | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Green Wave Corporation | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Green Wave Corporation | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Green Knight Financial Services | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Green Bay Ventures LLC | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Green & Book LLC | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Great Southern Investment | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Great Harbor Compliance Regulatory Board | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Graystream Capital | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Gray Capital Group | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Grant Group LLC | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Grant Global Associates | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Graham Morrison Wilson | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
GPS Mining Option | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
GoSwing * claims to be registered with SIPC | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Gorman Reeve Associates | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Gordon, Tait & Co. LLC | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Gordon Group Services | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
Goodwin William Inc. | Securities and Exchange Commission | United States of America | 01 Jul 2024 |
GoLiveCrypto.com | Securities and Exchange Commission | United States of America | 01 Jul 2024 |