Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 161 to 180 of 6182 result
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
FXD TRADING | Financial Conduct Authority | United Kingdom | 18 Jun 2024 |
PREMIUM LIVE TRADE | Financial Conduct Authority | United Kingdom | 18 Jun 2024 |
Wiseprofits.biz | The Dutch Authority for the Financial Markets | The Netherlands | 18 Jun 2024 |
Delta-Trend | The Dutch Authority for the Financial Markets | The Netherlands | 18 Jun 2024 |
MEW | The Dutch Authority for the Financial Markets | The Netherlands | 18 Jun 2024 |
Equithy | Autorité des marchés financiers | Quebec | 18 Jun 2024 |
Wildmines Investment | Financial Conduct Authority | United Kingdom | 18 Jun 2024 |
perfect-trades online | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
PreciousStudio-Work | Autorité des marchés financiers | Quebec | 17 Jun 2024 |
Tesla Stock Trades | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
EASY TRADES | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
DAILYDIGITALRETURN | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
GALAXY ASSETSCOIN | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
METAVERSE PRIME | Financial Conduct Authority | United Kingdom | 17 Jun 2024 |
RICHBOT | Securities Commission | Malaysia | 17 Jun 2024 |
LBank Exchange | Financial Services Agency | Japan | 17 Jun 2024 |
Safe Trust SNC | Swiss Financial Market Supervisory Authority | Switzerland | 14 Jun 2024 |
SAFEMININGTEC | Financial Conduct Authority | United Kingdom | 14 Jun 2024 |
PERGTRADE | Financial Conduct Authority | United Kingdom | 14 Jun 2024 |
C-invest Limited | Financial Conduct Authority | United Kingdom | 14 Jun 2024 |