Investor Alerts - 不明（株式会社ストックジャパンの商号等を詐称） Unknown (Misrepresentation of trade name, including Stock Japan Corporation)
| Company: | 不明（株式会社ストックジャパンの商号等を詐称） Unknown (Misrepresentation of trade name, including Stock Japan Corporation) |
|---|---|
| Regulator: | Financial Services Agency |
| Jurisdiction: | Japan |
| Date: | 21 Jun 2024 |
| Link: | https://www.fsa.go.jp/ordinary/chuui/mutouroku/04.html |
| Subject: | Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Miscellaneous |
| Comments: | 1. Location of office or Address Unknown 2. Content, etc. of Financial Instruments Business Indication on their website that they are engaged in the financial instruments business without the statutory registration in Japan. 3. Notes They misrepresent themselves as a registered operator using the indication of “株式会社ストックジャパン, 金融商品取引業者として正式に関東財務局に登録, 投資助言代理業, 登録番号：関東財務局長（金商）第2937号, and加入協会：日本投資顧問業協会”, which means “Stock Japan Corporation, Officially registered with the Kanto Local Finance Bureau as a financial instruments business operator, Investment Advisory and Agency Business, registration number: Kanto Local Finance Bureau(FIBO) No.2937, and Affiliated Associations: Japan Investment Advisers Association”. |
