Investor Alerts - EQUITYMARKET


Company: EQUITYMARKET
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 20 Aug 2024
Link: https://www.fca.org.uk/news/warnings/equitymarket
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Miscellaneous
Comments: No additional comments posted.