Investor Alerts - Express Options


Company: Express Options
Regulator: Financial Markets Authority
Jurisdiction: New Zealand
Date: 08 Oct 2024
Link: https://www.fma.govt.nz/library/unregistered-businesses/express-options/
Subject: Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)
Comments: We have reasonable grounds to believe that Express Options is providing financial services in New Zealand. We note that Express Options is not registered as a financial service provider, as required by the Financial Service Providers (Registration and Dispute Resolution) Act 2008, to provide financial services in New Zealand. We are aware of a New Zealand resident who has invested with Express Options and is now having difficulties withdrawing funds. We recommend caution when dealing with Express Options. Entity name: Express Options Email: [email protected] Website: expressoptions.net