Investor Alerts - FXTMTRADING


Company: FXTMTRADING
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 15 Aug 2024
Link: https://www.fca.org.uk/news/warnings/fxtmtrading
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous
Comments: No additional comments posted.