Investor Alerts - First Capital Market


Company: First Capital Market
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 25 Mar 2024
Link: https://www.fca.org.uk/news/warnings/first-capital-market
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous
Comments: No additional comments posted.