Investor Alerts - Immediate Connect
Company: | Immediate Connect |
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Regulator: | Financial Conduct Authority |
Jurisdiction: | United Kingdom |
Date: | 23 Jun 2023 |
Link: | https://www.fca.org.uk/news/warnings/immediate-connect |
Subject: | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Miscellaneous |
Comments: | No additional comments posted. |