Investor Alerts - Immediate Connect


Company: Immediate Connect
Regulator: Financial Conduct Authority
Jurisdiction: United Kingdom
Date: 23 Jun 2023
Link: https://www.fca.org.uk/news/warnings/immediate-connect
Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Miscellaneous
Comments: No additional comments posted.