Investor Alerts - Plaza funds management


Company: Plaza funds management
Regulator: Financial Markets Authority
Jurisdiction: New Zealand
Date: 04 Oct 2024
Link: https://www.fma.govt.nz/library/unregistered-businesses/plaza-funds-management/
Subject: Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements
Comments: We recommend caution when dealing with the website www.Plazafundsmanagement.com. It offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand. We have had confirmation from a New Zealand company, Plaza Funds Management Limited, who have advised they are in no way associated with the website. Entity Name: Plaza funds management Website: Plazafundsmanagement.com Address: Level 16-18 Commercial Bay, Auckland, 1010, New Zealand