Investor Alerts - Spotrade


Company: Spotrade
Regulator: British Columbia Securities Commission
Jurisdiction: British Columbia
Date: 17 Jan 2025
Link: https://www.bcsc.bc.ca/enforcement/early-intervention/investment-caution-list/2025/spotrade
Subject: Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)
Comments: No additional comments posted.