Investor Alerts - EME Capital LLP / EME Finance / Emerging Markets / Emerging Markets Equity / Emerging Markets Global / EME Trusted Wealth (clones of an FCA authorised firm and an FCA recognised Fund) (clone of FCA authorised firm)
| Company: | EME Capital LLP / EME Finance / Emerging Markets / Emerging Markets Equity / Emerging Markets Global / EME Trusted Wealth (clones of an FCA authorised firm and an FCA recognised Fund) (clone of FCA authorised firm) |
|---|---|
| Regulator: | Financial Conduct Authority |
| Jurisdiction: | United Kingdom |
| Date: | 23 Jul 2024 |
| Link: | https://www.fca.org.uk/news/warnings/eme-capital-llp-eme-finance-emerging-markets-emerging-markets-equity-emerging-markets-global-eme |
| Subject: | Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.) Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements Regarding market intermediaries who are required to be licensed or registered (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) Regarding markets, exchanges, and clearing and settlement entities Regarding Emerging Digital Threats including ICOs and crypto-assets Miscellaneous |
| Comments: | No additional comments posted. |
