Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 461 to 480 of 6869 results

Company Regulator Jurisdiction Date
Advancedassetsoption Financial Conduct Authority United Kingdom 31 Jan 2025
CRYPTOINVESTRADES Financial Conduct Authority United Kingdom 31 Jan 2025
CRAZECRYPTO Financial Conduct Authority United Kingdom 31 Jan 2025
Litecoins Official Tradefx Swiss Financial Market Supervisory Authority Switzerland 31 Jan 2025
Bitcotel Financial Markets Authority New Zealand 30 Jan 2025
Ultimate Traders Financial Markets Authority New Zealand 30 Jan 2025
GoldenStockCapital株式会社 (The name of the service provider (English translation) is “GoldenStockCapital Corporation”.) Financial Services Agency Japan 30 Jan 2025
株式会社アドプラン (The name of the service provider (English translation) is “ADPLAN Corporation”.) Financial Services Agency Japan 30 Jan 2025
Blue Dragon LLC Financial Services Agency Japan 30 Jan 2025
Wallenberg-Investment Swiss Financial Market Supervisory Authority Switzerland 30 Jan 2025
JDR Securities Limited Financial Services Agency Japan 30 Jan 2025
LOE Financial Services Agency Japan 30 Jan 2025
StarLight Wave Ltd Financial Services Agency Japan 30 Jan 2025
Stock Fx Financial Services Agency Japan 30 Jan 2025
TBC International Markets LTD Financial Services Agency Japan 30 Jan 2025
Trinota Markets (Global) Limited Financial Services Agency Japan 30 Jan 2025
WEEKENDFX LIMITED Financial Services Agency Japan 30 Jan 2025
mcleodross.org (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 30 Jan 2025
Fusion-XO (clone of an FCA authorised firm) Financial Conduct Authority United Kingdom 30 Jan 2025
nexgenfinance.pro (Clone of FCA Authorised Appointed Representative) Financial Conduct Authority United Kingdom 30 Jan 2025