Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 581 to 600 of 6841 results
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
Horizon 10x Shares / horizon10xshares.com | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
Crystal Metro Signals | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
FINANCIAL EXPERT PARTNERSHIP LTD (cloon) also named MyExpert100 | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
AFK Capital (PTY) LTD (kloon) also named TRDFX | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
Trade.Multistox | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
Saffety Pro | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
Atlantis | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
Prime CFX | The Dutch Authority for the Financial Markets | The Netherlands | 21 Jan 2025 |
COMPENSATION SUPPORT | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
HOUSING DISREPAIR SPECIALISTS/ HOUSINGDISREPAIRSPECIALISTS.CO.UK | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
Global Prime Treasury PTE. LTD / globalprimetreasury.com/ | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
Super Loan (Clone of FCA authorised firm) | Financial Conduct Authority | United Kingdom | 21 Jan 2025 |
Livaxxen | Financial Markets Authority | New Zealand | 21 Jan 2025 |
Scam impersonating New Zealand entity | Financial Markets Authority | New Zealand | 21 Jan 2025 |
PFDMarkets- Impersonates New Zealand Company | Financial Markets Authority | New Zealand | 21 Jan 2025 |
YouTube cryptocurrency investment scam | Financial Markets Authority | New Zealand | 21 Jan 2025 |
Kane LPI Solutions Ltd. | Alberta Securities Commission | Alberta | 20 Jan 2025 |
ApexMarkets26 | Swiss Financial Market Supervisory Authority | Switzerland | 20 Jan 2025 |
HOUSING DISREPAIR HOTLINE | Financial Conduct Authority | United Kingdom | 20 Jan 2025 |
MORTGAGE CLAIMS & ADVICE | Financial Conduct Authority | United Kingdom | 20 Jan 2025 |