Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 601 to 620 of 6841 results

Company Regulator Jurisdiction Date
HOUSING DISREPAIR CLINIC Financial Conduct Authority United Kingdom 20 Jan 2025
Amersham Banking Hub / Neededhelp Ltd Financial Conduct Authority United Kingdom 20 Jan 2025
TheEssentialsTrust Ontario Securities Commission Ontario 17 Jan 2025
Wissix Trust Group Ontario Securities Commission Ontario 17 Jan 2025
Bitcoinsynergy Ontario Securities Commission Ontario 17 Jan 2025
CAT Consulting Inc. Ontario Securities Commission Ontario 17 Jan 2025
Guarantymor Ontario Securities Commission Ontario 17 Jan 2025
4xCube Ltd Comissão de Valores Mobiliários Brazil 17 Jan 2025
Elite Financial Solutions Limited Autorité des marchés financiers Quebec 17 Jan 2025
VictoryXcap Autorité des marchés financiers Quebec 17 Jan 2025
Smbcapitals Financial Conduct Authority United Kingdom 17 Jan 2025
MACROFXTRADE Financial Conduct Authority United Kingdom 17 Jan 2025
TRUSTMININGINVESTMENT.COM Financial Conduct Authority United Kingdom 17 Jan 2025
QUANTX LTD Financial Conduct Authority United Kingdom 17 Jan 2025
Quickglobalincome Financial Conduct Authority United Kingdom 17 Jan 2025
Premium Market Enterprises Financial Conduct Authority United Kingdom 17 Jan 2025
Bluelays Financial Conduct Authority United Kingdom 17 Jan 2025
MEGA PROFX TRADING Financial Conduct Authority United Kingdom 17 Jan 2025
capitaltrustltd.org Financial Conduct Authority United Kingdom 17 Jan 2025
GMEX Global Earning Financial Conduct Authority United Kingdom 17 Jan 2025